Office Of The Federal Register
Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 241, Revised as of April 1, 2021
Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 241, Revised as of April 1, 2021
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Excellent- More about Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 241, Revised as of April 1, 2021
Title 17 regulates commodities and securities exchanges, including the Commodity Futures Trading Commission, Securities and Exchange Commission, and Department of the Treasury.
Format: Paperback / softback
Length: 706 pages
Publication date: 30 April 2022
Publisher: Rowman & Littlefield
Title 17 is a comprehensive set of regulations that govern commodities and securities exchanges in the United States. It encompasses a wide range of rules and regulations established by various regulatory bodies, including the Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the Department of the Treasury.
The primary objective of Title 17 is to ensure the fair and transparent operation of these markets, protect investors, and maintain market stability. It sets forth specific requirements for the registration, regulation, and supervision of exchanges, brokers, and other participants in the financial markets.
One of the key provisions of Title 17 is the Commodity Exchange Act (CEA), which was enacted in 1936 to regulate commodity futures trading. The CEA establishes a framework for the trading of commodities, including agricultural products, metals, and energy, and sets forth rules for the conduct of market participants, including requirements for margin deposits, trade reporting, and price limits.
The Securities Exchange Act (SEA) is another important component of Title 17. It was enacted in 1934 to regulate the securities markets, including stocks, bonds, and mutual funds. The SEA sets forth rules for the registration, disclosure, and trading of securities, as well as for the conduct of market participants, including requirements for financial reporting, insider trading restrictions, and fraud prevention measures.
In addition to these specific acts, Title 17 also includes various other regulations that govern the commodities and securities markets, such as the Bank Secrecy Act (BSA), the Foreign Corrupt Practices Act (FCPA), and the Environmental Protection Agency's (EPA) regulations on greenhouse gas emissions.
Overall, Title 17 is a critical piece of legislation that plays a vital role in regulating the financial markets in the United States. By ensuring the fair and transparent operation of these markets, protecting investors, and maintaining market stability, Title 17 helps to promote economic growth and prosperity in the country.
Weight: 921g
Dimension: 220 x 155 x 35 (mm)
ISBN-13: 9781636717487
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