Roger Miles
Culture Audit in Financial Services: Reporting on Behaviour to Conduct Regulators
Culture Audit in Financial Services: Reporting on Behaviour to Conduct Regulators
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Excellent- More about Culture Audit in Financial Services: Reporting on Behaviour to Conduct Regulators
The book "Culture Audit in Financial Services" provides insights and tools for firms to report on culture, securing enhanced business value and regulator approval. It follows the arc of behavioral regulation and offers guidance on how culture audit differs from conventional auditing, how to put the latest research findings to work, and the key features of well-designed conduct and culture reports.
\n Format: Paperback / softback
\n Length: 448 pages
\n Publication date: 03 June 2021
\n Publisher: Kogan Page Ltd
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In the upcoming phase of conduct regulation within financial markets, set to take effect from 2021, regulatory bodies in the UK and other regions are anticipating that firms will provide evidence of their efforts to enhance behavior and culture. Many practitioners are concerned that their current reporting and management information (MI) may not adequately meet the evolving regulatory expectations. This book aims to provide the insights and tools necessary for firms to effectively report on culture, thereby achieving enhanced business value and securing the approval of regulators.
Culture has emerged as a vital component of good governance, contributing to the broader discourse on environmental, social, and governance (ESG) factors and the emerging dialogue on non-financial misconduct. However, traditional measures of business quality are insufficient to address the new reporting agenda.
Culture Audit in Financial Services takes a comprehensive approach, tracing the trajectory of behavioral regulation and examining the specific desires of regulators. It then offers guidance on how culture audit differs from conventional auditing, showcases the latest research findings, and highlights the key elements of well-designed conduct and culture reports. Written by an impartial author and a diverse group of contributors with extensive experience in working with practitioners, regulators, and leading academic initiatives, this book is packed with practical and actionable advice on navigating this novel challenge and avoiding infractions.
By delving into the intricacies of culture reporting, this book empowers firms to align their practices with regulatory expectations, foster a positive organizational culture, and demonstrate their commitment to ethical and responsible behavior. It serves as a valuable resource for financial professionals, policymakers, and scholars seeking to understand the evolving landscape of conduct regulation and its impact on the financial industry.
\n Weight: 688g\n
Dimension: 157 x 234 x 28 (mm)\n
ISBN-13: 9781789667752\n \n
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