Thomas Lee Hazen
Principles of Securities Regulation
Principles of Securities Regulation
- Condition: Brand new
- UK Delivery times: Usually arrives within 2 - 3 working days
- UK Shipping: Fee starts at £2.39. Subject to product weight & dimension
Couldn't load pickup availability
Excellent- More about Principles of Securities Regulation
This book provides comprehensive and up-to-date coverage of securities regulation, including the definition of securities, registration and disclosure obligations, exemptions from registration, reporting obligations, proxy rules, tender offer regulation, and civil liabilities. It also treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, and provides overviews of the Investment Company Act and the Investment Advisers Act.
\n Format: Paperback / softback
\n Length: 542 pages
\n Publication date: 30 April 2021
\n Publisher: West Academic Publishing
\n
This comprehensive book offers a timely and accessible overview of the latest developments in securities regulation. Authored by a renowned expert in the field, it provides authoritative coverage of a wide range of topics, including the definition of securities, registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, proxy rules, tender offer regulation, and civil liabilities. The book delves into broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission (SEC), as well as proxy rules, insider trading, and provides overviews of the Investment Company Act and the Investment Advisers Act.
In its 5th edition, this book has been extensively updated to reflect recent SEC rulemaking, including significant amendments to exemptions from registration, new broker-dealer obligations, and recent Supreme Court and other case law developments. The author's clear and concise writing style makes it accessible to a broad audience, including legal professionals, investors, and business executives.
By providing a comprehensive and up-to-date analysis of securities regulation, this book serves as a valuable resource for anyone seeking to stay informed about the ever-changing landscape of the financial industry. Whether you are a seasoned professional or a newcomer to the field, this book will help you navigate the complexities of securities regulation and make informed decisions about your investments and business practices.
\n Weight: 716g\n
Dimension: 161 x 236 x 25 (mm)\n
ISBN-13: 9781642424102\n
Edition number: 5 Revised edition\n
This item can be found in:
UK and International shipping information
UK and International shipping information
UK Delivery and returns information:
- Delivery within 2 - 3 days when ordering in the UK.
- Shipping fee for UK customers from £2.39. Fully tracked shipping service available.
- Returns policy: Return within 30 days of receipt for full refund.
International deliveries:
Shulph Ink now ships to Australia, Canada, France, Ireland, Italy, Germany, Spain, Netherlands, New Zealand and the United States of America.
- Delivery times: within 5 - 20 business days when ordering to France, Germany, Ireland, Spain, Canada and the United States. Up to 30 business days for Australia and New Zealand.
- Shipping fee: charges vary for overseas orders. Only tracked services are available for international orders.
- Customs charges: If ordering to addresses outside the United Kingdom, you may or may not incur additional customs and duties fees during local delivery.
